AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT.
To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) establish various requirements for Tier 2 offerings; and (3) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer, director of any registrant or any other person directly or indirectly controlling any registrant.
Introduced by:
Banking Committee| New today | 2-4 days old | 5 days & older |
| Text of Bill | |
| Raised Bill [doc] |
Add Notes to SB-124
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Bill History
| Date | Action Taken | ||
|---|---|---|---|
| 2/22/2024 | Public Hearing 02/27 | ||
| 2/15/2024 | Referred to Joint Committee on Banking |
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